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CPD finance online courses e-Learning CPD for accountants

Online management, finance and business courses to suit your learning needs, budget and schedule. As well as the merit of their content, courses can count as structured & verified, CPE / CPD for accountants.

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Business Finance CPD Online Course Description

Dodd-Frank Act - Advisers to Private Investment Funds

Dodd-Frank Act - Registration Requirement for Advisers to Private Investment Funds Online Course

Dood Frank Requirments for advisors

Objectives


On completion of this tutorial, you will be able to:

  • outline how investment funds have historically been regulated and how they managed to avoid registration with the Securities and Exchange Commission (SEC)
  • describe the Dodd-Frank Act’s registration requirement for advisers to private investment funds, the exemptions from this requirement, and the records and reporting consequences of the requirement


Tutorial Overview


The Dodd-Frank Act sets a registration requirement for advisers to private investment funds, among other changes to the regulation of these funds. This tutorial begins with an overview of the regulation of investment funds, including the registration requirements of the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Securities Act of 1933, as well as the implications of these registrations requirements. It then explores how private investment funds have historically avoided registration, before turning to the Dodd-Frank Act and describing in detail its registration requirement.

Prerequisite Knowledge: Dodd-Frank Act – An Overview

Tutorial Level: Introductory


Tutorial Duration: 40 mins

 

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Registration Information

This short online course can be purchased individually or as part of the following discount scheme(s).

Access:

 

Once purchased you will be able to access all the courses included in this package anytime within 365 day from the date of purchase. Even after that time you will still be able to access (print off / view) your certificates for completed courses even if the courses themselves have expired.

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Access:

Once purchased you will be able to access all the courses included in this package anytime within 365 day from the date of purchase. Even after that time you will still be able to access (print off / view) your certificates for completed courses even if the courses themselves have expired.

 

Once purchased, you will have access to this course for 365 Days.

Cost: 40.00   VAT*   Add to cart

Duration: 0.66 hours CPD units: 0.66

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