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CPD finance online courses e-Learning CPD for accountants

Online management, finance and business courses to suit your learning needs, budget and schedule. As well as the merit of their content, courses can count as structured & verified, CPE / CPD for accountants.

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Business Finance CPD Online Course Description

UK Conduct Regime

UK Conduct Regime


On completion of this tutorial, you will be able to:


  • Recognize how the need for an enhanced UK conduct regime arose
  • Identify the main features of the conduct regime for firms and individuals
  • List the key controls a firm must have in place to monitor and measure conduct performance
  • Recognize the key features of the individual accountability regime and how they affect individuals



This tutorial provides an introduction to the UK conduct regime for financial services staff at all levels. It details who is responsible for conduct regulation and how those responsibilities are divided.

Conduct is examined in terms of the key controls a firm must have in place to monitor and measure its performance as well as how both the PRA and the FCA approach the individual accountability regime.

The information is pitched so that the tutorial is relevant to those with no experience of the UK conduct regime, although there is sufficient detail on product governance to make the tutorial useful to more senior managers as well.

Prerequisite Knowledge:

Tutorial Information:
Tutorial Level: Introductory
Tutorial Duration: 90 mins

Registration Information

This short online course can be purchased individually or as part of the following discount scheme(s).


Once purchased, you will have access to this course for 365 Days.

Cost: 40.00   VAT*   Add to cart

Duration: 1.5 hours CPD units: 1.50

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